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Compliance Monitoring Associate (Frankfurt)

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Salary Competitive
Type Permanent
Location
Sector Compliance
Job Reference T3A/AXP/29045
Contact Adam Pollard
Date posted 12-06-2018

Our client, the Frankfurt branch of a leading Financial Services firm, is looking for a Compliance Monitoring Officer to join their Compliance team based in Frankfurt. The successful candidate will have strong experience within Compliance Monitoring, with a focus on Conflicts of Interest.

Key responsibilities include:
• Undertaking monitoring reviews around Conflicts of Interest
• Providing advisory support to the business on matters related to employee compliance
• Establishing a risk based programme around AML and sanctions
• Liaising with other departments and with management

Required skills and experience:
• Strong compliance experience within financial services
• Experience performing monitoring reviews around conflicts
• Good knowledge of the regulatory environment in Germany and Europe as a whole
• Fluent in German
• Analytically minded

For more information please contact Adam Pollard on 020 3145 3348, or adam.pollard@bruinfinancial.com

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Associate, Consultant