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Senior Compliance Manager

Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/AXP/28954
Contact Adam Pollard
Date posted 01-06-2018

Our client, a leading Asset Manager, is looking for a Senior Compliance Manager to join their Compliance team based in London. The successful candidate will have strong compliance experience within an asset manager, ideally having dealt with institutional clients.

Key responsibilities include:
• Executing the Compliance Monitoring Programme
• Drafting and implementing policies and procedures
• Undertaking market surveillance where required
• Reviewing and approving financial promotions
• Regulatory filing

Required skills and experience:
• Good generalist compliance experience within asset management
• Strong experience with compliance monitoring and surveillance
• Knowledge of institutional pension schemes is preferred
• Experience of equities a bonus

For more information please contact Adam Pollard on 020 3145 3348, or

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Associate, Consultant