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Compliance Officer

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Salary Competitive
Type Permanent
Location London
Sectors Compliance
Investment & Middle Office
Job Reference T3A/JOES/28765
Contact Joe Smith
Date posted 04-05-2018

Our client, a Top Tier Private Equity house, is looking for a Compliance Officer to join their Compliance department based in London. The successful candidate will have a strong compliance or legal background from within Financial Services or a law firm.

Key responsibilities include:
• Keeping informed with regulatory developments in order to effectively advise on incoming regulations
• Providing day-to-day advisory support to the business on all matters related to regulatory compliance
• Identifying and developing strategies to alleviate compliance risks
• Supporting the compliance monitoring team
• Continually assisting in the improvement of the compliance monitoring programme

Required skills and experience:
• Qualified in Law, at least to degree level
• Strong experience in Financial Services
• Stakeholder management experience
• Analytically minded

For more information please contact Joe Smith on 020 3145 3376, or joe.smith@bruinfinancial.com

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AVP, Consultant