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Guideline Monitoring Analyst

Salary Competitive
Type Permanent
Location London
Sectors Compliance
Investment & Middle Office
Job Reference T3A/JOES/28756
Contact Joe Smith
Date posted 03-05-2018

Our client, a top tier global Asset Manager, is looking for a Guideline Monitoring Analyst to join their Compliance department based in London. This will be a 12 month FTC, with the highly likely potential to go permanent upon completion. The successful candidate will have experience within the compliance department of an asset manager, particularly within guideline monitoring.

Key responsibilities include:
• Undertaking pre-trade and post-trade guideline monitoring on a regular basis
• Reviewing fixed income trading activities on a daily basis
• Producing periodic compliance reports
• Investigating and escalating alerts where required

Required skills and experience:
• Good understanding of the investment management process
• Compliance experience, particularly performing guideline monitoring
• Working knowledge of Fixed Income
• Analytically minded

For more information please contact Joe Smith on 020 3145 3376, or

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AVP, Consultant