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Risk & Compliance Manager

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Salary Competitive
Type Permanent
Location Scotland
Sectors Compliance
Projects & Change Management
Job Reference UK2E/DXD/28703
Contact BRUIN Financial
Date posted 26-04-2018

Bruin Financial are proud to partner, once again, a long term partner of ours. Our client is a leading light within the Financial Advice / Planning space. My client is in the market for a Risk & Compliance Manager.

This role will provide support to the Head of Compliance to ensure that the business is operating in a compliant manner. Proactively assessing and interpreting key regulatory and legislative initiatives/consultations and performing an applicability and gap analysis to assess impact and risk to the business whilst also ensuring that the department is appropriately structured and resourced to service the size and complexity of the business. You will have overall responsibility of ensuring all regulatory reports are submitted in a timely manner and completed in accordance with the regulations.

Essential Qualifications;

Certificate Industry related professional qualifications or appropriate and comparable experience and expertise gained through significant and senior previous roles
Management qualifications or appropriate and comparable experience and expertise gained through significant and senior previous roles

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