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Compliance Associate

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Salary Competitive
Type Permanent
Location London
Sectors Compliance
Investment & Middle Office
Job Reference T3A/JOES/28687
Contact Joe Smith
Date posted 25-04-2018

Our client, a top tier Private Equity house, is looking for a Compliance Officer to join their compliance team based in London. The successful candidate will have thorough compliance or legal knowledge, ideally gained within Financial Services.

Key responsibilities include:
• Providing day-to-day advisory support to the business on all matters related to regulatory compliance
• Identifying and developing strategies to alleviate compliance risks
• Reviewing and approving marketing communications
• Undertaking compliance monitoring reviews
• Keeping abreast of regulatory developments in order to maintain an updated internal framework

Required skills and experience:
• Good compliance or legal experience gained within financial services or law firm
• Good knowledge of processes within financial services
• Educated to degree level, ideally in a Law discipline
• Analytically minded

For more information please contact Joe Smith on 020 3145 3376, or joe.smith@bruinfinancial.com

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AVP, Consultant