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Compliance Advisory

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Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/AXP/28650
Contact Adam Pollard
Date posted 18-04-2018

Our client, a top tier investment manager, is looking for a Compliance Advisory Officer to join their Compliance department based in London. The successful candidate will have good experience of delivering Advisory support within Compliance, particularly with relation to Fixed Income.

Key responsibilities include:
• Providing advisory support to the front office
• Acting as a subject matter expert on compliance relating to Fixed Income
• Keeping updated with regulatory developments and the general regulatory framework
• Providing advisory support to the monitoring teams where required
• Liaising with, and building and maintaining relationships with senior stakeholders where required

Required skills and experience:
• Very good compliance experience within Asset Management
• Good knowledge of products and funds related to investment management
• Particular focus on Fixed Income knowledge is preferred
• Great knowledge of the FCA handbook
• Great communication skills with the ability to communicate comfortably with senior management

For more information please contact Adam Pollard on 020 3145 3348, or adam.pollard@bruinfinancial.com

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Associate, Consultant