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UK & Regional
One of our leading global financial services clients is looking for a compliance manager to join their Asset Management team based in Southampton on a permanent basis. Your main role would be to advise and ensure that the business adheres to the Regulatory Compliance Model. If you are looking for an opportunity with great exposure to various business areas and senior stakeholders please do apply.
Assist the management team with ensuring that the rest of the business is compliant with all regulations and policies, making sure that the right controls and procedures are put in place.
Support the firm with the implementation of Regulatory Compliance Policies.
Help senior members with the resolution of compliance problems.
Build and maintain close relationships with both external and internal stakeholders, ensuring that you understand their compliance needs.
Awareness of the Operational Risk framework
Uphold the standard of internal controls in the business
Skills and Experience Required
Compliance background, preferably from an Asset Management or regulated financial services firm
Proven understanding of Financial Markets, FCA regulations and if possible asset management products.
Good organisational, written, and communication skills
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