Find a Job

View detailed job description

Compliance Manager - Southampton

Apply
Salary Competitive
Type Permanent
Location
Sectors Compliance
UK & Regional
Job Reference UK01/SXA/28474
Contact Sorina Anastasiu
Date posted 29-03-2018

One of our leading global financial services clients is looking for a compliance manager to join their Asset Management team based in Southampton on a permanent basis. Your main role would be to advise and ensure that the business adheres to the Regulatory Compliance Model. If you are looking for an opportunity with great exposure to various business areas and senior stakeholders please do apply.

Key Responsibilities

• Assist the management team with ensuring that the rest of the business is compliant with all regulations and policies, making sure that the right controls and procedures are put in place.
• Support the firm with the implementation of Regulatory Compliance Policies.
• Help senior members with the resolution of compliance problems.
• Build and maintain close relationships with both external and internal stakeholders, ensuring that you understand their compliance needs.
• Awareness of the Operational Risk framework
• Uphold the standard of internal controls in the business

Skills and Experience Required

• Compliance background, preferably from an Asset Management or regulated financial services firm
• Proven understanding of Financial Markets, FCA regulations and if possible asset management products.
• Good organisational, written, and communication skills

Ready to apply for this job? Apply Now

Contact Sorina about this job

Associate, Consultant