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Compliance Officer

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Salary Competitive
Type Permanent
Location London
Sectors Compliance
Investment & Middle Office
Job Reference T3A/HGW/28463
Contact Harry Warwick
Date posted 28-03-2018

Our client, a top tier Investment firm, is looking for a Compliance Officer to join their compliance department based in London. The successful candidate will have strong experience in compliance, particularly focusing on distribution and marketing communications.

Key responsibilities include:
• Reviewing financial promotions and other marketing materials, and approving or rejecting as necessary
• Providing advisory support to the marketing team on mitigating regulatory risk
• Assisting in the implementation and execution of the CMP
• Undertaking daily surveillance checks

Required skills and experience:
• Good knowledge of compliance related to distribution and marketing communications
• Broad knowledge of compliance as a whole
• Experience within investment management, ideally hedge funds
• Working knowledge of FCA imposed regulations and directives

For more information please contact Harry Warwick on 020 3145 3362, or harry.warwick@bruinfinancial.com

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Director, Compliance, Finance & Legal