Find a Job

View detailed job description

Compliance Officer

Salary Competitive
Type Permanent
Location London
Sectors Compliance
Investment & Middle Office
Job Reference T3A/HGW/28463
Contact Harry Warwick
Date posted 28-03-2018

Our client, a top tier Investment firm, is looking for a Compliance Officer to join their compliance department based in London. The successful candidate will have strong experience in compliance, particularly focusing on distribution and marketing communications.

Key responsibilities include:
• Reviewing financial promotions and other marketing materials, and approving or rejecting as necessary
• Providing advisory support to the marketing team on mitigating regulatory risk
• Assisting in the implementation and execution of the CMP
• Undertaking daily surveillance checks

Required skills and experience:
• Good knowledge of compliance related to distribution and marketing communications
• Broad knowledge of compliance as a whole
• Experience within investment management, ideally hedge funds
• Working knowledge of FCA imposed regulations and directives

For more information please contact Harry Warwick on 020 3145 3362, or

Ready to apply for this job? Apply Now

Contact Harry about this job

Director, Compliance, Finance & Legal