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Compliance Distribution Officer

Salary Competitive
Type Permanent
Location London
Sectors Compliance
Investment & Middle Office
Job Reference T3A/JOES/28457
Contact Joe Smith
Date posted 27-03-2018

Our client, the Asset Management arm of a top tier Investment Banking group, is looking for a Compliance Manager to join their Compliance department based in London. The successful candidate will have good experience of Distribution Compliance, particularly Financial Promotions.

Key responsibilities include:
• Providing advisory support around the firm’s distribution activities
• Helping to implement and conduct the CMP
• Approving, or rejecting financial promotions where appropriate
• Providing general compliance support to the business where required
• Escalating breaches and issues in a timely manner

Required skills and experience:
• Good compliance experience
• Good knowledge of the FCA handbook
• Experience approving financial promotions
• Any European language skills preferred
• Analytically minded

For more information please contact Joe Smith on 020 3145 3376, or

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AVP, Consultant