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Compliance Manager

Salary Competitive
Type Permanent
Location London
Sectors Compliance
Investment & Middle Office
Job Reference T3A/AXP/28455
Contact Adam Pollard
Date posted 27-03-2018

Our client, the Asset Management arm of a top tier banking group, is looking for a Compliance Manager to join their compliance department based in London. The successful candidate will be a generalist with good experience within compliance, especially around regulatory change.

Key responsibilities include:
• Providing advisory support to the business on all compliance matters relevant to investment management
• Providing support and guidance on matters related to regulatory risk and regulatory change
• Facing off to senior management where required, and liaising and building relationships with senior stakeholders
• Ensuring a thorough and effective regulatory framework is in place
• Keeping informed on all matters related to inbound regulatory developments

Required skills and experience:
• Strong general compliance experience gained within financial services
• Good understanding of investment management
• Knowledge of the regulatory framework both in the UK and abroad
• Analytically minded

For more information please contact Adam Pollard on 020 3145 3348, or

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Associate, Consultant