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Compliance Analyst

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Salary Competitive
Type Permanent
Location London
Sectors Compliance
Investment & Middle Office
Job Reference T3A/JOES/28441
Contact Joe Smith
Date posted 27-03-2018

Our client, a top tier Asset Manager, is looking for a Compliance Analyst to join their Compliance department based in London. The successful candidate will have good compliance experience, ideally having previously dealt with compliance around Distribution and Marketing.

Key responsibilities include:
• Providing advisory support to the business on marketing communications
• Reviewing marketing communications and ensuring their regulatory compliance
• Providing training on compliance matters where required
• Providing general support across the business, particularly in relation to distribution activities

Required skills and experience:
• Have good compliance experience from an asset manager
• Good working understanding of the processes behind fund activities
• Analytically minded
• Educated to degree level

For more information please contact Joe Smith on 020 3145 3376, or joe.smith@bruinfinancial.com

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AVP, Consultant