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Senior Compliance Manager

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Salary Competitive
Type Permanent
Location
Sectors Compliance
Investment & Middle Office
Job Reference T3A/WXR/28338
Contact William Rajan
Date posted 15-03-2018

Our client, the Luxembourg arm of a top tier Asset Manager, is looking for a Compliance Manager to join their Compliance department based in Luxembourg. The successful candidate will have great experience within compliance, with some focus on cross border Distribution activities.

Key responsibilities include:
• Provide advisory support around all matters related to compliance
• Deliver regulatory training where required
• Giving advice on, and approving financial promotions in line with regulatory requirements
• Undertake periodic reviews on the efficacy of the framework around regulatory change
• Supporting and promoting a strong compliance culture throughout the business

Required skills and experience:
• Good compliance experience within asset management
• Strong working knowledge of the European regulatory environment
• Experience of communicating across all business levels
• Knowledge of distribution activities
• Analytically minded

For more information please contact Harry Warwick on 020 3145 3362, or harry.warwick@bruinfinancial.com

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Analyst, Researcher