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Compliance & Risk Manager

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Salary Competitive
Type Permanent
Location
Sectors Compliance
Investment & Middle Office
Job Reference T3A/WXR/28337
Contact William Rajan
Date posted 15-03-2018

Our client, the Luxembourg arm of a top tier Asset Manager, is looking for a Compliance & Risk Manager to join their Compliance department based in Luxembourg. The successful candidate will have great experience within compliance and risk, with some focus on cross border Distribution activities.

Key responsibilities include:
• Provide advisory support around all matters related to compliance
• Deliver regulatory training where required
• Giving advice on, and approving financial promotions in line with regulatory requirements
• Undertake periodic reviews on the efficacy of the framework around regulatory change
• Supporting and promoting a strong compliance culture throughout the business

Required skills and experience:
• Good compliance experience within asset management
• Strong working knowledge of the European regulatory environment
• Experience of communicating across all business levels
• Knowledge of distribution activities
• Analytically minded

For more information please contact Harry Warwick on 020 3145 3362, or harry.warwick@bruinfinancial.com

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Analyst, Researcher