Find a Job

View detailed job description

Compliance Officer

Apply
Salary Competitive
Type Permanent
Location London
Sectors Compliance
Investment & Middle Office
Job Reference T3A/HGW/28324
Contact Harry Warwick
Date posted 15-03-2018

Our client, a top tier Investment Management firm, is looking for a Compliance Officer join the Compliance department of their Luxembourg office. The successful candidate will need to have good distribution focused compliance experience.

Key responsibilities include:
• Provide advisory support around the distribution activity of the business
• Deliver regulatory training where required
• Giving advice on, and approving financial promotions in line with regulatory requirements
• Undertake periodic reviews on the efficacy of the framework around regulatory change

Required skills and experience:
• Good compliance experience within asset management
• Experience of communicating across all business levels
• German language skills is a bonus
• Analytically minded

For more information please contact Harry Warwick on 020 3145 3362, or harry.warwick@bruinfinancial.com

Ready to apply for this job? Apply Now

Contact Harry about this job

Director, Compliance, Finance & Legal