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Compliance Associate

Salary Competitive
Type Permanent
Location London
Sectors Compliance
Investment & Middle Office
Job Reference T3A/AXP/28222
Contact Adam Pollard
Date posted 01-03-2018

Our client, a highly reputable UK based asset manager, is looking for a Compliance Associate to join their compliance department based in London. The successful candidate will have good generalist compliance knowledge built within investment management.

Key responsibilities:
• Identifying and addressing compliance risks business-wide
• Submitting applications through the FCA
• Developing and implementing a Compliance Monitoring Programme
• Handling core compliance requests
• Analysing marketing communications and ensuring their compliance with applicable regulatory requirements

Required skills and experience:
• 3-4 years experience in compliance, ideally from within investment management
• Knowledge of the FCA handbook
• Good knowledge of compliance monitoring
• Analytically minded

For more information please contact Adam Pollard on 020 3145 3348, or

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Associate, Consultant