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Distribution Compliance Officer

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Salary Competitive
Type Permanent
Location London
Sectors Compliance
Investment & Middle Office
Job Reference T3A/JOES/28067
Contact Joe Smith
Date posted 13-02-2018

Our client, a global top tier asset manager, is looking for a distribution compliance officer to join their compliance department based in London. The successful candidate will have thorough experience in distribution compliance within asset management.

Key responsibilities include:
• Providing advisory support around policies and procedures
• Providing regulatory training where required
• Developing and delivering reports to senior management on the activities of the department
• Providing support and oversight to the monitoring team

Required skills and experience:
• Strong compliance experience within an asset manager
• Good working knowledge of the regulatory environment, particularly where applicable to asset management
• Great communication skills
• Educated to degree level or relevant industry qualification

For more information please contact Joe Smith on 020 3145 3376, or joe.smith@bruinfinancial.com

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AVP, Consultant