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Compliance Officer (German speaking)

Salary Competitive
Type Permanent
Location London
Sectors Compliance
Investment & Middle Office
Job Reference T3A/HGW/28052
Contact Harry Warwick
Date posted 12-02-2018

Our client, a leading asset manager, is looking for a Compliance Officer to join their compliance department based in London. The successful candidate will have good knowledge of regulations in Europe, and will be able to speak English and German, and ideally other European languages.

Key responsibilities include:
• Providing advisory support to the relevant teams on matters relating to marketing and distribution communications
• Undertaking guideline monitoring where required
• Undertaking compliance monitoring where required
• Escalating issues and breaches where required
• Attending regular meetings to communicate compliance findings and to discuss compliance

Required skills and experience:
• Compliance experience within asset management
• Working knowledge of compliance around marketing and distribution communications
• Good knowledge of the regulatory environment within Europe
• Ability to speak German, and ideally other European languages
• Analytically minded

For more information please contact Harry Warwick on 020 3145 3362, or

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Director, Compliance, Finance & Legal