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Compliance Officer

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Salary Competitive
Type Permanent
Location London
Sectors Compliance
Investment & Middle Office
Job Reference T3A/AXP/27977
Contact Adam Pollard
Date posted 02-02-2018

Our client, a leading asset manager is looking for a Compliance Officer to join their compliance department based in London. The successful candidate will have broad compliance experience, ideally within investment management.

Key responsibilities include:
• Developing, implementing and maintaining a monitoring programme covering compliance, financial crime and CASS risks
• Undertaking monitoring on a regular basis
• Delivering compliance reports to senior management where required
• Reporting breaches and suspicious activity to the MLRO
• Acting as Deputy MLRO where required

Required skills and experience:
• Good broad compliance experience
• Experience and working knowledge of compliance monitoring
• Strong computer skills
• Analytically minded
• Great time management and organisational skills

For more information please contact Adam Pollard on 020 3145 3348, or adam.pollard@bruinfinancial.com

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Associate, Consultant