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Compliance Assistant

Salary Competitive
Type Permanent
Location London
Sectors Compliance
Investment & Middle Office
Job Reference T3A/AXP/27454
Contact Adam Pollard
Date posted 16-11-2017

Our client, a leading asset manager, is looking for a Compliance Assistant to join their compliance department based in London. The successful candidate will be a keen compliance professional with at least two years of compliance experience.

Key responsibilities include:
• Providing support with compliance monitoring reviews
• Assisting in the implementation of policies and procedures
• Providing support to due diligence and onboarding functions
• Maintenance of compliance records regarding PA dealing, conflicts of interest, training, and gifts and entertainment
• Analysing and reviewing changes to compliance procedures

Required skills and experience:
• Two years of compliance experience within asset management
• Basic knowledge of MiFID and UCITS and AIFMD
• Working knowledge of retail investors is ideal
• Analytically minded
• Great time management and organisational skills
• Educated to degree level is ideal

For more information please contact Adam Pollard on 020 3145 3348 or

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Associate, Consultant