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Distribution and Financial Promotions

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Daily Rate Competitive
Type Temporary / Interim
Location
Sector
Job Reference T94/KXW/29073
Contact BRUIN Financial
Date posted 17-08-2018

Our client is seeking an Assistant Compliance Manager for a distribution & financial promotions 6 month fixed term contract.

Responsibilities:

• Provide compliance advisory support in respect of distribution activities within EMEA and Latin America
• Provide timely and accurate compliance advice to business partners on local laws and regulations relating to the promotion of products and services in each relevant jurisdiction.
• Review and approval of financial promotions for both retail and professional clients to ensure compliance with the FCA financial promotions rules
• To assist in the implementation and execution of the risk-based compliance monitoring programme.

Please contact Katherine.williams@bruinfinancial.com for more infromation.

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