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Assistant Paraplanner - Bristol - Paying up to £28,000
About the Role
Request and obtain all necessary information and undertake financial analysis to enable financial reports to be produced for the Adviser.
Undertake research to allow the Technical Adviser and Adviser to identify suitable solutions to meet the clients needs.
Prepare information/comparisons for analysis by the Technical Adviser and Adviser.
Request and obtain application forms and other associated paperwork.
Ensure appropriate data is accurately recorded on Company back-office system(s) and updated in line with Company procedures.
On-going servicing of clients as and when required.
Understand, follow and demonstrate compliance with all relevant internal and external rules, regulations and procedures that apply to the conduct of the business. Follow principles and rules of the Financial Conduct Authority (FCA) and the internal requirements set out in the Compliance Manual, local and Group Compliance and Risk policies.
To ensure adherence to Departments and Company procedures and Departments Key Performance Indicators (KPIs).
Regulatory Responsibilities (Compliance/T&C)
Ability to demonstrate and understand the regulatory framework relevant to the role, whilst practising effective risk management at all times.
Progression with either Regulated Diploma in Financial Planning (CII) Level 4 or Diploma in Financial Planning.
Skills and Attributes
Understanding of the Financial Planning/Corporate Advice process, where appropriate.
Ability to work within defined business processes and to achieve agreed outcomes without supervision.
Ability to multi-task and to prioritise and plan own workload.
An assertive can do approach to dealing with product providers and fund management groups.
Strong IT skills.
Good communication skills.
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