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|Salary||£20k to £25k|
To undertake all elements of transfer processing on the Close investment platform (PULSE). This involves transfers of Stocks and Shares ISAs, Cash ISAs, certificated stock transfers and non-ISA portfolio transfers (both in and out) on both a cash and/or an in-specie basis.
To undertake all administrative processes surrounding transfers both onto and from the Close platform (PULSE) across all product and portfolio types. This is across both the advised and self-directed arms of the business.
To undertake direct liaison with 3rd parties both in terms of documentation forwarding and query/issue resolution.
To check all transfer documents are completed properly and meet internal and regulatory requirements.
To check/process all business accurately and on a timely basis and to ensure that all targets and internal service levels are met.
To assist with maintaining an up-to-date Procedures Manual. Job number N/A Reporting to Manager, Transfers Business area Operations Department Operations Job location Northwich Role type Full time, Perm Direct reports N/A FCA registration No
To participate in the Appraisal and Development Scheme.
Demonstrate the Firms Business Principles (Client, Excellence, People & Integrity).
Regulatory Responsibilities (Compliance/T&C)
Demonstrate an understanding of and compliance with regulatory framework relevant to the role, whilst practising effective risk management taking account of outcomes for clients.
Qualifications, Skills and Attributes
Ability to work quickly and accurately within very tight deadlines.
Previous Financial Services experience, specifically in a Wealth Management business, would be a great advantage, as would experience in working with investment products and platforms.
Previous experience in dealing with transfers, particularly in relation to Stocks and Shares ISA and non-ISA portfolio, would be a great advantage.
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