Our client is looking for an experienced Compliance Advisory Officer to assist their Cross-Border L&C competence center. The candidate needs to be a UK qualified solicitor with at least 5 years of post-qualification experience and have demonstratable specialisation in cross-border and financial services regulation. This is a mid to senior level position offering £150000 per annum.
Maintain country-specific guidance and training material on cross-border relationships with clients in the UK and other assigned jurisdictions across various business lines of the bank
Advise internal stakeholders on regulatory aspects of cross-border relationships with residents of various European jurisdictions in reliance on the freedom of services regime and otherwise out of EU and non-EU affiliates of the bank
Advise on UK regulatory aspects of UK inbound business from EU and non-EU affiliates of the bank and intra-group UK regulatory requirements post Brexit and post temporary permission period
Advise on the implementation of the Group strategy in relation to restricted markets and complex structures
Deliver training on cross-border topics as necessary (ad hoc, classroom, and otherwise in addition to web-based training)
Advise on strategic decisions for the countries / regions of primary coverage
Stay abreast with regulatory developments for countries / regions of primary coverage
Collaborate with other Cross-Border L&C team members for seamless and effective coverage across various booking centers of the group
Assist with responses to regulatory queries as applicable
Perform at mid to senior level, with full ability to represent the function at internal fora and on processes, as per delegation by the team head or as otherwise appropriate
Contribute to the work of Group Compliance as a cross-border compliance subject matter expert in any other ways reasonably expected, including participating in projects and working groups and assisting with other priorities in the department or group as a whole
Qualification and Experience Requirements:
Be a UK qualified solicitor, with at least 5 years PQE
Proven knowledge and technical expertise in specialist cross-border regulatory and financial services regulatory knowledge
Familiarity with asset holding structures (trusts, foundations, funds etc.)
Experience of working inhouse would be useful but not a must
Advanced level of MS Office Suite skills
Business fluent in English. Other languages a plus.
Bruin recognises the positive value of diversity, and aims to promote equality and challenge unfair discrimination. As a champion of equal opportunity employment we welcome applications from all suitably qualified persons – men and women, people of all ages, sexual orientations, nationalities, religions and beliefs. We particularly encourage applications from women, disabled, and Black, Asian and minority ethnic candidates as these groups are underrepresented throughout the financial services industry. Our clients work with us because they value a diverse workforce, and subscribe to our shared principle that all appointments are made on merit and that ability to perform the job will be the primary consideration.
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