Compliance Associate

Bruin Financial

Ref: 30135

Compliance Associate

A new exciting opportunity has arisen for a Compliance Associate to join Financial services firm and they’re willing to offer up to £50,000.

The role

The Ideal candidate will have previous experience within a retail brokerage covering some the core BAU/monitoring tasks such as Complaint handling, financial promotions, PA Dealing, MAR monitoring (Insider Trading) Call/Email monitoring.


You will have the following skills and experience:

Proficiency with Microsoft Excel (intermediate to advance standard) and Word.

Clear and concise communication skills

Able to remain focussed on the task and not easily distracted.


Location: London

Location: London

Bruin recognises the positive value of diversity, and aims to promote equality and challenge unfair discrimination. As a champion of equal opportunity employment we welcome applications from all suitably qualified persons – men and women, people of all ages, sexual orientations, nationalities, religions and beliefs. We particularly encourage applications from women, disabled, and Black, Asian and minority ethnic candidates as these groups are underrepresented throughout the financial services industry. Our clients work with us because they value a diverse workforce, and subscribe to our shared principle that all appointments are made on merit and that ability to perform the job will be the primary consideration.


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