Compliance Monitoring Officer

Bruin Financial

Ref: 36418
Compliance Monitoring Officer

Our client – a leading Asset Manager – is looking for a Compliance Monitoring Consultant to join the Compliance Monitoring team in London. The role will be focused on end to end Thematic reviews. They are ideally looking for someone with good Monitoring experience, preferably within an asset management firm.  The salary is circa £65-70k.  

About you:

  • Will have at least 3 years year experience within Compliance Monitoring plans.
  • Extensive regulatory compliance knowledge within the asset management industry.
  • Experience within thematic reviews (deep dives).
  • Great attention to detail, planning and organisational skills.
  • High initiative and business understanding.

If this role sounds of interest, please apply using the link or email me your CV to alice.dee@bruinfinancial.com

 

Bruin recognises the positive value of diversity, and aims to promote equality and challenge unfair discrimination. As a champion of equal opportunity employment we welcome applications from all suitably qualified persons – men and women, people of all ages, sexual orientations, nationalities, religions and beliefs. We particularly encourage applications from women, disabled, and Black, Asian and minority ethnic candidates as these groups are underrepresented throughout the financial services industry. Our clients work with us because they value a diverse workforce, and subscribe to our shared principle that all appointments are made on merit and that ability to perform the job will be the primary consideration.

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