Compliance & Financial Promotions Generalist

  • Permanent
  • london,

Bruin Financial

Ref: 33375
Job title – Compliance  Generalist

I am currently working with a global Asset Management firm who are looking for a Compliance Generalist to join them on a permanent basis. The ideal candidate should have a good Generalist working knowledge within Asset Management and experience with Financial Promotions would also be ideal.

The role

  • Provides a key support to the business by providing compliance advisory with respect to financial promotions and marketing activities.
  • To monitor and assist in the implementation of regulatory developments related to the UCITS Fund
  • To modify and continually develop the risk based Compliance Monitoring Program to ensure effective completion within agreed timescales.
  • To review and approve financial promotions material for institutional investors.

Skill and experience

  • Previous experience working within Asset Management in a generalist role
  • Knowledge of relevant UK and EU regulations and compliance principles.
  • Experience of fund management business in the UK or Europe.
  • Strong knowledge of UCITS regulations
  • Familiar with equity products.


Bruin recognises the positive value of diversity, and aims to promote equality and challenge unfair discrimination. As a champion of equal opportunity employment we welcome applications from all suitably qualified persons – men and women, people of all ages, sexual orientations, nationalities, religions and beliefs. We particularly encourage applications from women, disabled, and Black, Asian and minority ethnic candidates as these groups are underrepresented throughout the financial services industry. Our clients work with us because they value a diverse workforce, and subscribe to our shared principle that all appointments are made on merit and that ability to perform the job will be the primary consideration.

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