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Regulatory Analyst

Salary Competitive
Type Permanent
Location Birmingham
Sectors UK & Regional
Job Reference UK01/NXC/26936
Contact Nicola Cooper
Date posted 12-09-2017

One of our leading financial services clients are looking for a Regulatory Analyst to join their team within the operations division. Located in Birmingham this is a good opportunity for a Regulatory Analyst to join a Global Financial Institution that has a variety of career opportunities on a permanent basis

Key Responsibilities

• Ensure regulatory compliance.
• Evaluate and manage control functions
• Keep abreast of global regulations.
• Provide regulatory reports and data
• Ensure that all new clients have an adherence and retrieving it for those who don’t.
• Inform managers on a daily basis about actively trading non-compliant accounts.
• Monitor incoming messages and make updates accordingly in tactical data stores.
• Ensure that MIS are distributed on outstanding non-compliant accounts each fortnight.

Skills Required

• Regulatory compliance experience
• Financial Services experience.
• Business analyst Experience
• Knowledge of risk and control mechanisms, e.g.- regulatory
• Bachelor’s degree or equivalent
• Proven analytical and data interpretation skills

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Contact Nicola about this job

Associate, Consultant