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Oversight and Control Operations Specialist

Salary £45k to £55k
Type Permanent
Location London
Sectors Operations
Wealth & Asset Management
Projects & Change Management
Job Reference T5/MXB/25809
Contact Mark Barnett
Date posted 19-04-2017

We are working with a leading Asset Management firm to recruit an Oversight and Control Operations Specialist for their London team. This role will give you the opportunity to work with a variety of teams and advance your expertise and knowledge, on a competitive remuneration package.

As Oversight and Control Operations Specialist, you will be responsible for oversight and control, and for ensuring that the platform service provider business activities are compliant with the relevant regulations. You will be responsible for identifying gaps and improve controls.

Key Responsibilities

• Ensure internal controls are aligned and implemented, to enable optimal service and compliance
• Create, implement and monitor control activities, and manage adherence
• Make recommendations and contribute to control design and activities to improve effectiveness
• Support control awareness, ownership and accountability
• Liaise with Operations, Legal, Audit etc. to support business integration
• Contribute to developing and managing the business’ control setting
• Produce reporting and market intel

Skills and Expertise

• Expertise in Controls Administration, from an Investment Management firm
• Operations background
• Proven knowledge of the regulatory and policy guidelines in the industry
• Solid understanding of internal controls
• Proven senior stakeholder management experience
• Educated to University degree level, or equivalent
• Workflow analysis and documentation experience

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Contact Mark about this job

Vice President, Manager