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Head of Front Office Control & Assurance

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Salary £85k to £100k
Type Permanent
Location London
Sectors Finance & Accountancy
Credit & Risk Management
Compliance
Job Reference T81/AXM/26495
Contact Andrew Mackay
Date posted 12-07-2017

BRUIN are working with a City based Asset Manager who are looking to recruit a new position to strengthen their Front Office Control & Assurance function from a "1b" perspective.

This position is designed to support the establishment of an independent first line (“1b”) control framework to provide both support for and independent challenge to the dealing desk. The role will work within the first line reporting directly into the CFO.

You will be responsible for the following tasks:

• Support first line control design, implementation, and assessment, including sample testing and testing design
• Carry out independent dealing exceptions analysis
• Present monthly reporting to the Dealing Committee and other committees as required
• Develop and maintain relationships with Risk, Compliance, and Audit
• Compliance with regulations and internal governance manuals, policies and procedures

What we are looking for:

You will be experienced and knowledgeable within the following areas: COBS exception monitoring, front office dealing, treasury instruments and markets. As well as this, you will demonstrate keen attention to detail and will have performed evidence gathering from systems (e.g. Bloomberg, Aladdin). Previous experience preparing committee reports and presenting at committees is key, you will possess excellent interpersonal and stakeholder management skills, as well as strong numerical/data and excel skills.

Salary up to £100,000 + Bonus + Benefits

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Contact Andrew about this job

AVP, Consultant