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Director, Credit & Risk Management
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|Sector||Credit & Risk Management|
Leading Asset Manager seeking a Risk Assurance Analyst to join their London Office
Build and manage effective stakeholder relationships both internally and externally (e.g. external auditors)
Undertake on-going independent testing (walk-throughs and re-performance) of operational risk key controls (CSCs) in line with the testing plans; facilitate on-going partnering with the business to support testing work
Provide independent assurance of compliance with policies
Deliver the AAF Internal Controls Report, SOX and Senior Accounting Officer testing requirements; this involves facilitation of the annual SOX documentation refresh, and liaison with Management and External Auditors to deliver SOX testing
Undertake thematic reviews on risk issues across the business as required
Implement a deficiency management and reporting process
Provide appropriate operational risk support to the business as may be required.
Skills/ Experience required
Degree qualified or equivalent.
Relevant professional qualification (e.g. IRM Diploma in Risk Management, ACA, CIMA, ACCA, IIA) would be ideal but not essential for this role.
Background in control, risk or audit environment together with a practical understanding of control design and implantation.
You must be pragmatic in both analytical thinking and a critical evaluator of information/issues.
A good knowledge of Operational Risk Frameworks and experience of undertaking/facilitating Risk and Control Assessments.
It is essential for you to have excellent written, communication and influencing skills with the ability to build effective relationships.
Experience of developing and delivering assurance/audits/compliance monitoring or thematic reviews(desirable)
experience in SOX, AAF/SOC1/SAS 70 and an appreciation of client, shareholder, regulatory, and corporate governance perspectives on risk (desirable)
For applications or enquiries, email Aaron.Crowley@BRUINFinancial.com
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