Find a Job

View detailed job description

Distribution Compliance Manager

Salary Competitive
Type Permanent
Location London
Sectors Compliance
Wealth & Asset Management
Job Reference T3A/HGW/28280
Contact Harry Warwick
Date posted 09-03-2018

Our client, a top tier global investment manager, is looking for a Distribution Compliance Manager to join their Compliance team based in London. The successful candidate will have great experience within Compliance at an Investment Manager.

Key responsibilities include:
• Providing advisory support related to
• Keeping up to date with the regulatory environment, and interpreting incoming regulations in order to advise upon them where required
• Undertaking compliance monitoring tasks where required
• Analyse policies and procedures around distribution to ensure regulatory compliance
• Identifying and escalating breaches where required

Required skills and experience:
• Good experience within compliance, ideally in an investment management context
• Working knowledge of the regulatory framework
• Good technical knowledge around distribution activities
• Experience liaising with senior management
• Analytically minded

Ready to apply for this job? Apply Now

Contact Harry about this job

Director, Compliance, Finance & Legal