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Compliance Analyst

Salary Competitive
Type Permanent
Location London
Sectors Compliance
Wealth & Asset Management
Job Reference T3A/AXP/28231
Contact Adam Pollard
Date posted 02-03-2018

Our client, a reputable asset manager, is looking for a Compliance Analyst to join their compliance department based in London. The successful candidate will have good experience within compliance, ideally from an asset management background. Additionally, good knowledge of compliance monitoring and testing is a bonus.

Key responsibilities include:
• Reviewing communications with external clients, particularly where related to financial promotions and distribution materials
• Undertaking periodic compliance monitoring related to the business-wide compliance with regulatory requirements
• Developing, enhancing and maintaining policies and procedures
• Delivering training plans where required

Required skills and experience:
• Good knowledge within compliance, ideally within asset management
• Experience with financial promotions
• Great time management and organisational skills
• Analytically minded
• Educated to degree level

For more information please contact Adam Pollard on 020 3145 3348, or

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Associate, Consultant