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Chief Compliance Officer

Salary Competitive
Type Permanent
Location London
Sectors Compliance
Wealth & Asset Management
Job Reference T3A/HGW/28183
Contact Harry Warwick
Date posted 26-02-2018

Our client, a reputable asset manager, is looking for a Chief Compliance Officer to join and lead their compliance department based in London. The successful candidate will be required to hold the CF10/11 functions, and act as the primary point of contact with the regulators. They will have great compliance experience, ideally from within investment management.

Key responsibilities include:
• Hold CF10 and CF11 for the business
• Liaising with regulators where required
• Develop, enhance and maintain policies, procedures, processes and programmes related to all compliance activities business-wide
• Reporting directly into the CEO
• Maintain systems and controls relating to the internal framework

Required skills and experience:
• Strong compliance experience, ideally having previously held CF10/11 functions
• Good management experience
• Strong knowledge of investment management
• Educated to degree level

For more information please contact Harry Warwick on 020 3145 3362, or

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Director, Compliance, Finance & Legal