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Investment Compliance Analyst

Salary Competitive
Type Permanent
Location London
Sectors Compliance
Wealth & Asset Management
Job Reference T3A/HGW/28041
Contact Harry Warwick
Date posted 09-02-2018

Our client, a top tier global asset manager, is looking for a Investment Compliance Analyst to join their Investment Guidelines department in London. The successful candidate will be experienced within an investment guidelines compliance capacity, and will be adept with a guideline monitoring system .

Key responsibilities include:
• Undertaking pre and post trade monitoring of investment guidelines
• Providing advisory support to the business on pre trade alerts
• Coding investment guidelines where required
• Maintaining and enhancing the compliance monitoring system

Required skills and experience:
• Good compliance experience, particularly within investment guidelines
• Strong technical knowledge with a guideline monitoring system
• Experience within investment management
• Analytically minded

For more information please contact Harry Warwick on 020 3145 3362, or

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Contact Harry about this job

Director, Compliance, Finance & Legal