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Compliance Manager

Salary Competitive
Type Permanent
Location London
Sectors Compliance
Wealth & Asset Management
Job Reference T3A/HGW/28018
Contact Harry Warwick
Date posted 06-02-2018

Our client, a leading global investment manager, is looking for a Compliance Manager to join their compliance department based in Surrey. The successful candidate will have good knowledge of compliance in relation to marketing and distribution.

Key responsibilities include:
• Liaising and engaging with all teams involved with marketing and distribution communications
• Signing off on financial promotions as and when required
• Taking ownership of the management, enhancement and direction of the team
• Coordinating and preparing for visits from the regulator

Required skills and experience:
• Strong compliance experience within investment management
• Working knowledge of financial promotions
• Knowledge of retail products
• Great communication skills
• Analytically minded

For more information please contact Harry Warwick on 020 3145 3362, or

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Contact Harry about this job

Director, Compliance, Finance & Legal