Find a Job

View detailed job description

Investment Compliance Officer

Salary Competitive
Type Permanent
Location London
Sectors Compliance
Wealth & Asset Management
Job Reference T3A/JOES/27996
Contact Joe Smith
Date posted 05-02-2018

Our client, a top tier asset manager, is looking for an Investment Compliance Officer to join their Investment Guidelines function within their London based Compliance department. The successful candidate will have strong experience in an investment guidelines role.

Key responsibilities include:
• Undertaking daily compliance reviews using the compliance system
• Performing pre and post trade monitoring
• Escalating breaches where necessary
• Undertaking the coding of investment guidelines
• Reviewing guidelines

Required skills and experience:
• Great compliance experience within asset management
• Strong knowledge of the processes within investment management
• Knowledge of the Charles River system (similar compliance systems considered)
• Analytically minded

For more information please contact Joe Smith on 020 3145 3376, or

Ready to apply for this job? Apply Now

Contact Joe about this job

AVP, Consultant