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Compliance Officer & MLRO

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Salary Competitive
Type Permanent
Location London
Sector Compliance
Job Reference T3A/CAA/27961
Contact Conor Armstrong
Date posted 31-01-2018

Our client, global fund administrator, is looking for a Compliance Officer & MLRO to join their compliance department based in London. The successful candidate will be required to receive FCA approval to hold the CF10 and CF11 functions.

Key responsibilities include:
• Overseeing the compliance function within the firm
• Developing, maintaining and updating compliance plans, including annual CMP
• Providing and arranging regulatory training where required
• Reporting to the NCA periodically
• Engaging with the board of directors where required

Required skills and experience:
• Strong compliance experience
• Good knowledge of the regulatory environment
• Background in, and good understanding of financial services
• Having previously held CF10/11 non essential but a bonus
• Analytically minded

For more information please contact Conor Armstrong on 020 3145 3353, or conor.armstrong@bruinfinancial.com

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AVP, Consultant