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Compliance Manager

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Daily Rate £225 to £275
Type Temporary / Interim
Location Scotland
Sectors Compliance
Wealth & Asset Management
Legal
Job Reference UK02/jxl/27958
Contact BRUIN Financial
Date posted 31-01-2018

Due to the growing needs of this investment management firm an excellent opportunity has opened up for a Compliance Manager based in Edinburgh. The role will be temp to perm, initially on a 6 month contract. As this is a completely new position there will be a large degree of autonomy allowing you to put your own stamp on the role.

To provide assistance in ensuring the firm meets regulatory and policy requirements.

Objective of role:
• Culture of compliance – to assist in developing and promoting a culture of compliance within the firm;
• Compliance Monitoring Programme – to assist in the ongoing maintainance and implementation of the compliance monitoring programme which provides management with reasonable assurance that the business understands and is complying with its regulatory/responsibilities;
• Compliance advisory service – to provide compliance advice and expertise to the business in respect of existing and new regulatory requirements impacting the activities of the firm.

Responsibility for all compliance related issues within the firm.

Key relationships:
• Internally within the department;
• Internally with senior management;
• Internally with staff in all other areas;
• Externally with a variety of third parties as appropriate e.g. regulators, group and external legal counsel, clients.

To be considered for this role, please submit your CV to josh.littlemore@bruinfinancial.com or contact Josh on 0161 204 3441 for more information.

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