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Are you looking for a dynamic role in a working for an award-winning bank?
We are working with a prestigious Financial Services institution to recruit an experienced Regulatory Compliance Officer. You will have previous compliance experience within FS, sound knowledge of legislation and a strong understanding of all regulations that impact the business.
This company encourages a sense of individual ownership whilst fostering team spirit and are firmly committed to the diversity of the workforce.
Responsible for ensuring the Banks systems and Controls meet or exceed required regulatory compliance standards.
Assist with regulatory filings with the FCA and other regulators as required. Maintain the Firms FCA Approved Persons Registrations.
Providing assistance in preparation for External/Internal Audits/Client Visits.
Organisation and maintenance of Compliance documentation.
Monitor and review regulatory changes from the PRA/FCA and other relevant regulators, perform initial gap analysis and help implement and changes where necessary.
Help monitor, coordinate and manage the work conducted by the Risk & Compliance teams.
Produce reports to the senior management of the firm relating to the effectiveness of regulatory compliance as directed by the Risk and compliance Director.
Manage compliance/contingency/risk issues within own area of control and for the Bank.
Provide advice on regulatory issues on areas of responsibility to all areas of the Banks business.
Monitor adherence to the firms compliance with regulations as directed by the Risk and compliance Director.
Arrange, administer and ensure that all staff have appropriate training in relation to regulatory compliance
If you are able to demonstrate knowledge in the core areas of regulatory compliance gained with a financial services organisation we would like to hear from you!
For more information please contact Josh Littlemore on 0161 204 3441 or firstname.lastname@example.org
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