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UK & Regional
Our top tier Banking client is looking for a Surveillance analyst to join their team on a permanent basis, at an Associate level. This opportunity is based in Birmingham and is a great chance for an individual to take the next step in their career within the compliance and regulation field.
Take part in the surveillance Comms Initiative as part of the EMEA Surveillance team
Assist the team with daily operational issues, making sure that delivery and service levels are consistent
Play an active part in the communication growth of the business through email, chat and voice alert generation.
Involvement in a variety of Comms projects to increase the surveillance abilities in the future.
Review alerts, escalations on trades, emails and other communications for possible breaches of laws, regulations and internal policies through investigating thematic and risk.
Deal with breaches in a timely manner, ensuring that all necessary action is taken.
Represent EMEA in international projects and to senior stakeholders
Follow and improve procedures in order to detect and fix compliance related issues.
Test new models and make amendments to existing one to ensure the effectiveness and coverage of alerts.
Skills and Experience Required
Investment banking products background would be beneficial
Experience within trading or surveillance looking at various financial products is beneficial
Trade investigation or settlements experience
A trade support background with experience in dealing with discrepancies, settling trades and investigations.
Proactive attitude when conducting investigations
Be able to interpret complex terms so that the rest of the business can understand
Operations background with product knowledge
Compliance or regulatory background would be highly sought for.
Bachelors degree or equivalent
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