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Compliance Advisor

Salary Competitive
Type Permanent
Location London
Sectors Compliance
Wealth & Asset Management
Job Reference T3A/HGW/27204
Contact Harry Warwick
Date posted 16-10-2017

Our client, a global asset manager, is looking for a Compliance Advisor to join the Compliance team within their Real Estate arm in London. The successful candidate will have experience in a compliance advisory role, as well as working knowledge of compliance monitoring.

Key responsibilities include:
• Performing advisory duties alongside the marketing teams
• Keeping up to date with regulatory developments, and ensuring that the Real Estate arm is appropriately advised to demonstrate compliancy at all times
• Conducting monitoring reviews of the systems and controls in place, and supporting thematic reviews
• Taking responsibility for periodic compliance reports and reviews, reporting directly into the Head of Compliance
• Identifying and addressing training requirements, liaising with the training manager for regulatory compliance
Required skills and experience:
• Considerable experience within compliance, focused on advisory but with exposure to monitoring
Background in asset management or professional services (AIF knowledge, in particular real estate, is advantageous)
• Educated to degree level
• Great time management and organisational skills
• Demonstrable ability working with, and overseeing, a team

For more information please contact Harry Warwick on 0203 145 3362 or

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Contact Harry about this job

Director, Compliance & Finance