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Compliance Manager

Salary Competitive
Type Permanent
Location London
Sectors Compliance
Wealth & Asset Management
Job Reference T3A/HGW/27174
Contact Harry Warwick
Date posted 10-10-2017

Our client, a global investment management house, is looking for a Compliance Manager for their Wealth Management business line in London. A successful candidate will have experience within a Private Banking/Wealth Management establishment, as well as regulatory experience within financial services. The role will provide excellent experience with advisory compliance, with exposure to the front office.

Key responsibilities include:
• Providing support and advice regarding regulatory change, as well as regarding general activities and breaches
• Developing and enhancing internal regulations
• Forming compliance reviews on a regular basis, and identifying potential risks
• Preparing reports for regulatory bodies
• Providing compliance training where required
• Alerting the necessary senior staff members on risks and breaches

Required skills and experience:
• Educated to degree level
• Demonstrable specialist knowledge in regulation, compliance and risk
• Thoroughly self motivated analytical thinker
• Great time management and organisational skills, particularly in the context of independent working
• Great communication skills

For more information please contact Harry Warwick on 02031453362 or

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Director, Compliance, Finance & Legal