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Compliance Officer

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Salary Competitive
Type Permanent
Location City of London
Sector Compliance
Job Reference T3A/JOES/26967
Contact Joe Smith
Date posted 14-09-2017

BRUIN Financial is currently working with a Global Private Bank that is looking for a Compliance Officer to join their Compliance team. The successful candidate will report to the VP Compliance Manager and will be a key member of a highly regarded team.

As a Compliance Officer your responsibilities will include:
• Assess and advise on Compliance and Regulatory issues as they pertain to various pieces of regulation including CASS and MiFID Transaction Reporting
• Assist on the implementation of new regulations
• Represent Compliance in governance forums providing credible and constructive challenge
• Identify and investigate potential rule and policy breaches and coordinate corrective action with other control functions as necessary/required

The successful incumbent requires:
• Educated to Degree Level, ideally with an appropriate Accounting or Legal qualification/background
• Significant experience working in a similar Compliance role
• Good working knowledge of the PRA/FCA Handbooks and EU regulations
• Sound written and verbal communication skills

For more information please contact Joe Smith on 02031453376 or joe.smith@bruinfinancial.com

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Associate, Consultant