Find a Job

View detailed job description

Compliance Officer

Salary Competitive
Type Permanent
Location City of London
Sector Compliance
Job Reference T3A/JOES/26967
Contact Joe Smith
Date posted 14-09-2017

BRUIN Financial is currently working with a Global Private Bank that is looking for a Compliance Officer to join their Compliance team. The successful candidate will report to the VP Compliance Manager and will be a key member of a highly regarded team.

As a Compliance Officer your responsibilities will include:
• Assess and advise on Compliance and Regulatory issues as they pertain to various pieces of regulation including CASS and MiFID Transaction Reporting
• Assist on the implementation of new regulations
• Represent Compliance in governance forums providing credible and constructive challenge
• Identify and investigate potential rule and policy breaches and coordinate corrective action with other control functions as necessary/required

The successful incumbent requires:
• Educated to Degree Level, ideally with an appropriate Accounting or Legal qualification/background
• Significant experience working in a similar Compliance role
• Good working knowledge of the PRA/FCA Handbooks and EU regulations
• Sound written and verbal communication skills

For more information please contact Joe Smith on 02031453376 or

Ready to apply for this job? Apply Now

Contact Joe about this job

AVP, Consultant