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Investment Guideline Officer

Salary Competitive
Type Permanent
Location London
Sectors Compliance
Wealth & Asset Management
Job Reference T3A/HGW/26953
Contact Harry Warwick
Date posted 13-09-2017

Our client, a global asset management firm, is looking for an Investment Guidelines Officer to join their Investment Guidelines department in London. The successful candidate will be a well organised problem solver with a thorough understanding of equities, fixed income and derivative markets. This opportunity will provide fantastic experience in a team with exposure to the front office.

Key responsibilities include:
• Reviewing new and updated legal documentation in order to establish investment guidelines
• Develop alternative monitoring systems for guidelines which cannot be monitored
• Ensuring the necessary global communications are performed for guidelines monitored by other teams
• Supporting the monitoring of activity across all systems and escalating breaches where required

Required skills and experience:
• Working knowledge of Sentinel (other similar systems are considered)
• Knowledge of financial services, including equities, fixed income and derivative markets, and the relevant regulations
• Good time management and organisational skills
• Great communication skills
• Advanced knowledge of Microsoft Excel

For more information please contact Harry Warwick on 0203 145 3362 or

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Contact Harry about this job

Director, Compliance, Finance & Legal