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Senior Front Office Monitoring Controller

Salary Competitive
Type Permanent
Location City of London
Sector Compliance
Job Reference T3A/JOES/26950
Contact Joe Smith
Date posted 13-09-2017

BRUIN Financial is currently working with a leading Financial Services firm that is currently looking for a Senior Front Office Monitoring Controller to join the Controls and Assurance team. The successful candidate will be part of a team that conducts a number of monitoring activities for Front Office controls that are deemed to be critical, covering most important areas of the business.

As a Senior Front Office Monitoring Controller your responsibilities will include:
• Conduct a number of key Front Office controls, the most significant of which include Deal Monitoring and COBS exception monitoring
• Fund Manager Trade and Daily report monitoring
• Support the delivery of the team strategy, ensuring that this remains aligned with the strategy of the front office teams
• Maintaining an awareness of industry trends and best practise regarding procedures and operational risk

The successful incumbent requires:
• Notable investment and fund management
• Working knowledge of the FCA, their current areas of focus, and specifically their views on best practice and conduct
• Strong planning, organising and delivery skills
• Ability to share your knowledge of industry best practice for various procedural and control environments

For more information please contact Joe Smith on 02031453376 or

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Associate, Consultant