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Compliance Monitoring Analyst

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Salary Competitive
Type Permanent
Location West End
Sectors Compliance
Wealth & Asset Management
Job Reference T3A/CAA/26913
Contact Conor Armstrong
Date posted 07-09-2017

BRUIN Financial is currently working with a global private bank that is currently looking for a Compliance Monitoring Analyst to join their Compliance team. The successful candidate will help shape the business by means of ensuring policies and procedures are appropriate.

As a Compliance Monitoring Analyst your responsibilities will include:
• Maintaining a quality process for second line of defence compliance assurance by creating, implementation and delivery of the annual Compliance Monitoring programme
• Identify, monitor and assess compliance breaches, complaints and incidents
• Remain up to date with all regulatory developments and assess the implications on the business
• Assist the business in a compliance function in preparing for FCA, PRA and other external visits

The successful incumbent requires:
• Up to date knowledge and experience of UK regulatory requirements
• In depth knowledge, understanding and experience of UK and European Regulation- particularly the FCA, PRA and other regulatory bodies such as the European Commission
• Knowledge and experience of banking, credit and investment products
• Demonstrated ability to apply theoretical knowledge in a practical and commercial context

For more information please contact Conor Armstrong on 02031453353 or conor.armstrong@bruinfinancial.com

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AVP, Consultant