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Compliance Officer

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Salary Competitive
Type Permanent
Location City of London
Sector Compliance
Job Reference T3A/JOES/26892
Contact Joe Smith
Date posted 06-09-2017

BRUIN Financial is currently working with a global investment management firm that is currently looking for a Compliance Officer to join their Compliance Advisory team on a 12 Month Fixed Term Contract. The successful candidate will support the Compliance Advisory team in the maintenance of compliance policies and procedures for the business.

As a Compliance Officer your responsibilities will include:
• Act as deputy to the Senior Compliance Manager
• Oversee and assist junior members of the team with handling associated queries from the business including those related to Financial Crime and Personal Trading
• Day to day responsibility for US regulatory advisory provision to the business
• Drafting of compliance, risk and related reports on behalf of the Compliance team

The successful incumbent requires:
• Proven 10+ year experience of providing compliance advice within a UK asset management organisation required
• Excellent in-depth technical knowledge of the regulatory framework for asset management, particularly in relation to MiFID 2
• Good understanding of EU and UK legislative and regulatory landscape
• Excellent written and verbal communication skills

For more information please contact Joe Smith on 02031453376 or joe.smith@bruinfinancial.com

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Associate, Consultant