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Compliance Advisory - Senior Vice President

Salary Competitive
Type Permanent
Location City of London
Sector Compliance
Job Reference T3A/HGW/26882
Contact Harry Warwick
Date posted 04-09-2017

Our client, a global financial services firm, is currently looking for a Senior Vice President to join their growing Compliance Advisory function. The successful candidate will support the day-to-day running and management of compliance activities as they relate to Investment Services in the UK/EMEA.

As for a Senior Vice President for Compliance Advisory your responsibilities will include:
• Understand and apply all relevant regulations and policies
• Proactively provide accurate and timely technical advice and guidance to the Investments Services Businesses in relation to regulatory compliance issues
• Identify and analyse emerging Compliance risks and trends
• Promote Compliance awareness and participate in/ lead the delivery of Compliance related training

The successful incumbent requires:
• Degree or equivalent level qualification
• Industry compliance qualifications/legal qualifications
• Notable experience working in Compliance
• Relevant technical knowledge of UK/EMEA prudential and conduct regulatory framework (e.g. CRD IV, MIFID II, PSD II)

For more information please contact Harry Warwick on 02031453362 or

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Contact Harry about this job

Director, Compliance & Finance