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Control Room Analyst

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Salary £50k to £60k
Type Permanent
Location London
Sector Compliance
Job Reference T3A/AXP/26876
Contact Adam Pollard
Date posted 01-09-2017

BRUIN Financial is currently working with a leading investment bank who are currently looking for a Control Room Analyst to join their control room function. The successful candidate will join an established team and gain exposure to a wide variety of business activities and compliance issues.

As a Control Room Analyst, your responsibilities will include:
• Assist with conflict clearance for the firm’s business activities
• Maintenance of the firm’s Restricted List and Watch List
• Reviewing and clearance of investment research which have been escalated to the control room
• Monitoring the firm’s equity and short positions and assist with the preparation of disclosure reports as required

The successful incumbent requires:
• Notable experience in an investment banking, legal or regulatory environment, preferably with experience in Control Room, Corporate Finance or Research Compliance
• Ability to work through tasks systematically and monitor own work to ensure consistency
• Knowledge of applicable regulatory rules and regulations
• Effective verbal and written communication skills

For more information please contact Adam Pollard on 02031453348 or adam.pollard@bruinfinancial.com

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Associate, Consultant